Completing this form will tell us more about your financial situation so that we can make an appropriate recommendation for you.  If you are completing this form to get a recommendation for your 401K plan at work, you will also need to email or fax us a copy of your available investment choices.  You can fax this to 704-243-4252, or email it to  Please include your name, phone number, and employer’s name on the fax or email.  We respect your privacy and are committed to acting in the best interest of our clients at all times.  All client information is confidential and secure.  Your information will never be sold or shared with anyone.