Tag Archives: Fiduciary Duty

What is the Difference Between a Stockbroker and a Registered Investment Advisor?

Many people wonder, "What is the difference between a stockbroker and a registered investment advisor?"  In the financial world today, there are basically two types of advice available to investors, brokerage accounts and advisory accounts.  Unfortunately, most investors don't know the difference between these two kinds of advice. ...
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SEC Wants To Hold Broker-Dealers To Fiduciary Standard

The SEC wants broker-dealers to be held to the same fiduciary standard as investment advisors.

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